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NR 2017-32
Contact: (202) 649-6870

OCC Enforcement Actions and Terminations for March 2017

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EASearch.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://foia-pal.occ.gov/ or by writing to the Comptroller of the Currency, Communications Division, Suite 3E-218, Washington, DC 20219. When ordering, please specify the appropriate enforcement action number.

Cease and Desist Orders
No. Name/Bank/City Date
District Of Columbia
2017-014 NBAD Americas N.V., Washington 2/13/2017
Tennessee
2017-015 First Tennessee Bank National Association, Memphis 2/8/2017

Civil Money Penalty Orders
No. Name/Bank/City Date
California
2017-013 Merchants Bank of California, National Association, Carson 2/27/2017
Ohio
2017-016 Daniel Minick, Westfield Bank, FSB, Westfield Center 2/15/2017
Oklahoma
2017-017 Marrien Neilson, BOKF, National Association, Tulsa 2/16/2017
Tennessee
2017-018 First Tennessee Bank National Association, Memphis 2/8/2017

Formal Agreements
No. Name/Bank/City Date
North Dakota
2017-019 First National Bank and Trust Co. of Bottineau, Bottineau 1/26/2017

Personal Cease and Desist Orders
No. Name/Bank/City Date
Ohio
2017-016 Daniel Minick, Westfield Bank, FSB, Westfield Center 2/15/2017

Prompt Corrective Action Directives
No. Name/Bank/City Date
Wisconsin
2017-020 Guaranty Bank, Milwaukee 2/28/2017

Removal / Prohibition Orders
No. Name/Bank/City Date
Oklahoma
2017-017 Marrien Neilson, BOKF, National Association, Tulsa 2/16/2017

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Colorado
2017-021 FA, Solera National Bank, Lakewood (EA# 2014-147) 2/21/2017
Florida
2017-022 FA, Florida Capital Bank, National Association, Jacksonville (EA# 2009-038) 2/16/2017
Illinois
2017-012 FA, BMO Harris Bank National Association, Chicago (EA# 2013-056) 1/13/2017
Minnesota
2017-023 C&D, Stearns Bank National Association, St. Cloud (EA# 2016-047) 2/24/2017
New York
2017-024 FA, Abacus Federal Savings Bank, New York (EA# 2014-077) 2/16/2017
Ohio
2017-025 C&D, The Somerville National Bank, Somerville (EA# 2016-036) 2/2/2017
Wisconsin
2017-020 PCAD, Guaranty Bank, Milwaukee (EA# 2014-035) 2/28/2017
2017-020 C&D, Guaranty Bank, Milwaukee (EA# CN 09-05) 2/28/2017
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