June 2019

Licensing Manual: Background Investigations

Summary

This booklet of the Comptroller's Licensing Manual provides the OCC's policies and procedures for investigating the backgrounds of individuals, companies, organizations, and other filers. For purposes of this booklet, a filer is any individual, group of individuals, or company or other organization involved in submitting to the OCC an application or notice seeking to enter the federal banking system by acquiring control or seeking to influence a national bank, federal savings association, or federal branch or agency of a foreign bank (collectively, banks).

Related Link