Buyers and sellers in financial markets trade financial instruments such as bonds, equities, international currencies, and derivatives.
Although regulations and best practices guide financial market transactions, these transactions entail a certain degree of risk. The OCC provides guidance and resources for national banks trading in financial markets.
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Related News and Issuances
|04/02/2020||NR 2020-47||Agencies Will Consider Comments on Volcker Rule Modifications Following Expiration of Comment Period|
|02/28/2020||OCC 2020-8||Volcker Rule Covered Funds: Notice of Proposed Rulemaking|
|01/30/2020||NR 2020-11||Agencies Propose Changes to Modify "Covered Funds" Restrictions of Volcker Rule|